Compliance Officer
Gloucester | Office-based | Part-Time or Full-Time
A well-established Financial Planning firm in Gloucester is looking to appoint an experienced Compliance Officer to provide hands-on regulatory oversight and support the firm’s advisers and wider team.
This is a fully office-based, permanent role with flexible hours (minimum c.20 hours, potentially up to full-time), ideal for someone who enjoys being embedded in the business and playing a key role in maintaining high compliance and advice standards.
The Role
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Pre- and post-advice file reviews, including suitability reports and client documentation
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Ongoing compliance monitoring and regulatory oversight across the business
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Supporting the firm’s T&C framework, adviser oversight, and CPD monitoring
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Providing technical compliance guidance to advisers and paraplanners
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Ensuring FCA, Consumer Duty, and internal policies are embedded into day-to-day processes
What They’re Looking For
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Proven, hands-on compliance experience within financial services
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Strong technical knowledge of FCA regulation and Consumer Duty
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Confident, detail-oriented, and comfortable challenging where required
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Able to operate independently while supporting the wider team
Package
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Permanent position
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Flexible hours: c.20 hours minimum, up to full-time
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Salary dependent on experience
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Pension, private medical cover, and additional benefits
- Fully office-based role in Gloucester
Apply today to be considered for this compliance opportunity. If this particular vacancy isn’t the perfect fit, please do still get in touch – we work on a variety of roles across the financial planning sector. You can send your CV directly to this advert or contact us for a confidential discussion.
Additionally, if you know someone who could be a good fit, please refer them as we offer a £200 referral reward if we assist them in securing a new role.